DEALITHIC

Insights

Capital markets intelligence — deal structuring, tokenized securities, private equity, and the mechanics of raising institutional capital.

16 Articles
May 202611 min read

The Micro-Cap IR Paradox

80% of Russell 2000 companies have no dedicated IR function. The firms charging $8,000–$18,000 per month for investor relations built their pricing for clients who don't need them. The companies that do — trading at a 20% discount to peers with institutional coverage — can't afford the firms that could close the gap.

Dealithic Research
May 202610 min read

Reg D 506(b) vs 506(c): The One Decision That Shapes Your Entire Investor Pool

One exemption lets you advertise to 240,000 verified accredited investors. The other doesn't. Most founders pick one because their attorney recommended it and moved on. Few understand that this single choice determines who can invest, how you find them, and whether the internet is a tool or a liability in your raise.

Dealithic Research
April 202610 min read

The $80,000 Analyst Problem

A junior PE analyst costs $95,000 loaded annually, takes 3 days to produce an IC memo, and is structurally incentivized to tell partners what they want to hear. This is not an HR problem. It is an architecture problem — and the most expensive invisible cost in the private equity operating model.

Anthony Licausi
April 20269 min read

What $100,000 in Fees Buys You in a Reg D Raise (And What It Doesn't)

The attorney wrote the PPM. The banker took a retainer. The placement agent wants 6% carry. You raised $2.8M. The fee structure of the traditional private raise was calibrated for the $20M+ deal — and founders raising below $5M are paying institutional rates for a process that cannot absorb them.

Anthony Licausi
March 202612 min read

The Biggest Untapped Market in American Finance Isn't What You Think It Is

33 million Americans qualify to invest in private markets. 1.4 million do. The gap is not sophistication, not demand, and not regulation. It is infrastructure. And the window to build it is open right now.

Dealithic Research
March 20268 min read

Why Tokenized Securities Command a Structural Premium at Exit

When every investor, every transfer, and every governance vote is recorded on an immutable ledger, the sell-side process changes fundamentally — and the buyer pays for it.

Anthony Licausi
February 20269 min read

What Institutional Investors Actually Do With Your Earnings Release

The average buy-side PM spends 4 minutes on a micro-cap earnings release before deciding pass or continue. Here is exactly what they read, in order, what triggers a deeper look, and the specific patterns that get your stock permanently filtered out of institutional consideration.

Dealithic Research
February 20268 min read

The Data Room That Converts

Most data rooms are built for compliance. The ones that close deals are built for the investor's decision sequence — the specific documents, in the specific order, that move a qualified accredited investor from 'interesting' to 'subscription agreement requested.'

Dealithic Research
January 202611 min read

Why Most LBOs Miss Their Year-One EBITDA Target

The median PE-backed company underperforms its acquisition business plan by 28% in EBITDA by Year 2. The miss is not random. Five structural patterns account for nearly every case — and all of them leave evidence in the data room before close.

Anthony Licausi
January 202610 min read

The Boutique M&A Advisor's Bandwidth Ceiling

A 2-person M&A shop running 8 active mandates on spreadsheets and email is not a practice — it's a liability. The ceiling isn't deal flow. It's the operational infrastructure that was never built. And the cost is measured in mandates that died at the 60-day follow-up, not the LOI.

Dealithic Research
December 20259 min read

The Day 0/5/11/18 Sequence: How M&A Advisors Double Their Close Rate

73% of M&A advisory mandates that don't close die at the follow-up stage — not because the deal was unworkable, but because the 18-day window between first meeting and signed engagement went unmanaged. Here is the four-touch sequence that changes that number.

Dealithic Research
December 20258 min read

The ATS License Is a Red Herring

In every conversation about secondary liquidity for tokenized private securities, the ATS license surfaces as a barrier. Here is the regulatory reality: most secondary activity in Reg D private markets does not require one — and the platforms claiming otherwise may be overclaiming their infrastructure requirement.

Anthony Licausi
November 202510 min read

Kill This Deal: The 5 Signals That Should End a PE Process Before It Starts

Five structural patterns account for the majority of LBO post-close underperformance. All five leave evidence in the data room before close. None require proprietary information to detect. Here is the adversarial diligence lens that surfaces them.

Anthony Licausi
November 20258 min read

Why AI Fund Matching Outperforms Cold Outreach in the Lower Middle Market

Cold outreach to institutional funds closes at under 1%. AI mandate matching — aligning deal characteristics to fund thesis, check size, stage, and portfolio dynamics at scale — produces a 6–9x improvement in qualified response rate. Here is why the difference is structural, not tactical.

Dealithic Research
October 202510 min read

SPV Structuring for the Independent Sponsor

Independent sponsors close 47% of lower middle market buyouts. Most structure their SPVs with off-the-shelf documents, misaligned waterfalls, and no fund-matching infrastructure. Here is the five-component architecture that closes LP commitments on a 60-day timeline.

Anthony Licausi
October 20259 min read

What Is a Merchant Bank? (And Why the Category Matters Again)

The term merchant bank has been claimed by every boutique advisory firm in the country. Here is the original definition: a principal investor with advisory capability, not a transactional intermediary. And why AI infrastructure is making the model viable at deal sizes it has never previously served.

Dealithic Research

Published regularly

New pieces on deal structuring, capital raising, investor relations, and private markets published regularly.